GlobeNewswire: Stoltmann Law Offices P.C. Contains the last 10 of 53 releaseshttp://www.globenewswire.com/External?Length=42024-03-19T13:48:41ZGlobeNewswirehttp://www.globenewswire.com/External?Length=4newsdesk@globenewswire.com (NewsDesk)https://www.globenewswire.com/news-release/2018/06/04/1516512/0/en/CORRECTING-and-REPLACING-Stoltmann-Law-Offices-Files-AAA-Arbitration-Claim-Against-Registered-Investment-Advisors-for-Sales-of-The-LJM-Preservation-and-Growth-Fund.html?f=22&fvtc=4&fvtv=7711CORRECTING and REPLACING -- Stoltmann Law Offices Files AAA Arbitration Claim Against Registered Investment Advisors for Sales of The LJM Preservation and Growth Fund2018-06-04T19:08:28Z<![CDATA[CHICAGO, June 04, 2018 (GLOBE NEWSWIRE) -- In a press release issued earlier today by Stoltmann Law Offices P.C., please note that the claim was filed in the American Arbitration Association, not with FINRA (as previously stated in the headline).]]>https://www.globenewswire.com/news-release/2018/06/04/1516325/0/en/Stoltmann-Law-Offices-Files-FINRA-Arbitration-Claim-Against-Registered-Investment-Advisors-for-Sales-of-The-LJM-Preservation-and-Growth-Fund.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Files FINRA Arbitration Claim Against Registered Investment Advisors for Sales of The LJM Preservation and Growth Fund2018-06-04T14:00:00Z<![CDATA[CHICAGO, June 04, 2018 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Stoltmann Law Offices announced today the filing of a claim for a client against a registered investment advisory firm, for sales practices related to LJM Preservation and Growth Fund. The complaint, which was filed in the American Arbitration Association, charges defendants made false and/or misleading statements and failed to disclose that LJMIX was not focused on capital preservation but instead exposed investors to high risks of catastrophic losses. There are three different classes of shares of the LJM Fund (“LJMAX,” “LJMCX,” and “LJMIX”). LJMIX lost 80% of its market value in two trading days in February, resulting in catastrophic, near total losses for investors and the fund is now closed.]]>https://www.globenewswire.com/news-release/2018/01/05/1284298/0/en/Stoltmann-Law-Offices-Commercial-Litigation-Group-Announces-the-Addition-of-Attorney-Jeffrey-Dorman.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Commercial Litigation Group Announces the Addition of Attorney Jeffrey Dorman2018-01-05T16:31:44Z<![CDATA[CHICAGO, Jan. 05, 2018 (GLOBE NEWSWIRE) -- Stoltmann Law Offices is pleased to announce the addition of seasoned attorney Jeffrey Dorman to its Commercial Litigation Group. The Commercial Litigation Group handles plaintiffs' business and class litigation primarily on a contingent fee basis. Practice areas of the Commercial Litigation Group include: Class Action; Breach of Contract Claims; Business Tort Litigation; Commercial Real Estate; Defamation; Libel and Slander; Employment; Wage and Overtime; Intellectual Property; Professional Malpractice; and Shareholder and LLC Member Disputes.For nearly 40 years, Jeffrey Dorman has combined experience as a trial lawyer with academic and professional training in econometrics, mathematics, and computer programming to create excellent results in complex litigation.Prior to joining Stoltmann Law Offices, Jeff was a partner at Freeborn & Peters focusing on complex litigation. Jeff spent much of his career at one of the world’s largest law firms defending complex class actions and antitrust litigation. Jeff was a partner at Sonnenschen Nath & Rosenthal (now SNR Dentons) until 2000 where his areas of specialization included antitrust litigation and counseling; creation of statistical and mathematical models for use in litigation; complex business litigation; and class action litigation. He has been recognized by Leading Lawyers Network as a “Leading Lawyer in Antitrust Law and Commercial Litigation” and has received a Superior Achievement Award as an antitrust attorney for the United States Department of Justice. “Jeff has been a mentor or mine for years and it’s a privilege to continuing working with Jeff as part of the Stoltmann Law Offices Commercial Litigation Group,” said Mr. Loftus. “Our clients will greatly benefit from his sage guidance and decades of experience."Stoltmann Law Offices Commercial Litigation Group is the commercial litigation sector of Stoltmann Law Offices. Based in Chicago, Illinois the group represents clients in all areas of commercial and financial disputes, class action, business breakup, anti-trust, intellectual property, employment, and real estate. For more information on the Commercial Litigation Group, please visit http://www.litigationattorneyblog.com.]]>https://www.globenewswire.com/news-release/2017/03/27/945307/0/en/Stoltmann-Law-Offices-Announces-Expansion-with-New-Commercial-Litigation-Group.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Announces Expansion with New Commercial Litigation Group2017-03-27T11:00:00Z<![CDATA[CHICAGO, March 27, 2017 (GLOBE NEWSWIRE) -- Stoltmann Law Offices is pleased to announce the addition of a new Commercial Litigation Group led by trial attorney Alexander Loftus. The Commercial Litigation Group handles plaintiffs' business and class litigation primarily on a contingent fee basis. Practice areas of the Commercial Litigation Group include: Class Action; Breach of Contract Claims; Business Tort Litigation; Commercial Real Estate; Defamation; Libel and Slander; Employment, Wage, and Overtime; Intellectual Property; Professional Malpractice; and Shareholder and LLC Member Disputes.]]>https://www.globenewswire.com/news-release/2015/11/09/785452/0/en/Stoltmann-Law-Offices-Investigates-Marcus-J-Debaise-and-Wells-Fargo-Advisors.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Investigates Marcus J. Debaise and Wells Fargo Advisors 2015-11-09T23:00:00Z<![CDATA[Chicago, IL, Nov. 09, 2015 (GLOBE NEWSWIRE) -- CHICAGO-- Stoltmann Law Offices announces it is investigating former Wells Fargo and Wachovia Securities financial adviser Marcus J. Debaise (CRD# 2404266) of Glastonbury, Connecticut. Debaise may have over-concentrated and failed to diversify the portfolio of retirees in a variety of equity investments. These investments include, but are not limited to, MFC Corp., KHD Wedag International, Compton Petroleum Corp., Niko Resources, Ltd., Presstek Inc., Essex Rental Corp., Fusion-IO Inc., GMX Resources, Inc., Amarin Corporation PCL, Bankers Petroleum, Xtreme Drilling & Coil, Myriad PhArmaceuticals, FAB Universal Corp, Dendreon Corp., Galleon Energy, Inc., ATP Oil & Gas, China Mediaexpress Holdings, Aviat Networks, Inc., Dryships, Inc., Turnkey E&P Inc., TESCO, Walter Energy, National Oilwell, Varco, Inc., Carrington Labs, Inc., Regis Corp Minn, Talisman Energy, Inc., Mosaic Company, Carrizo Oil & Gas, Petrohawk Energy Corp., United Therepeutics Corp., Black Diamond, Inc., Orient Express Hotels Ltd – A, Bioenvision Inc., Liveperson, Inc., DVI, Inc., Harris Stratex Networks, ICJ Medical, Inc., CV Therapeutics, and Middleby Corporation. Marcus Debaise is now subject to 17 customer disputes since 2011, many of which relate to the over-concentration of investor portfolios in equities.]]>https://www.globenewswire.com/news-release/2015/06/17/745453/10138930/en/Stoltmann-Law-Offices-Announces-the-Filing-of-a-FINRA-Arbitration-Claim-Against-Wells-Fargo-Advisers-for-Sales-of-F-Squared-Investment.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Announces the Filing of a FINRA Arbitration Claim Against Wells Fargo Advisers for Sales of F Squared Investment2015-06-17T21:52:03Z<![CDATA[CHICAGO, June 17, 2015 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Stoltmann Law Offices announced today a FINRA arbitration claim has been filed against Wells Fargo Advisors for sales practices related to F-Squared Investments. This action comes on the heels of an SEC Enforcement action last year against F-Squared Investments. The firm agreed to pay $35 million and admit wrongdoing to settle charges that it defrauded investors through false performance advertising about its flagship product.]]>https://www.globenewswire.com/news-release/2014/10/20/674667/10103463/en/Stoltmann-Law-Offices-Announces-a-Selling-Away-FINRA-Arbitration-Award-for-Losses-Attorney-Fees-Interest-and-Fees-for-a-Non-Customer-of-Resource-Horizons-Group-LLC.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Announces a Selling Away FINRA Arbitration Award for Losses, Attorney Fees, Interest and Fees for a Non Customer of Resource Horizons Group, LLC2014-10-20T23:00:00Z<![CDATA[CHICAGO, Oct. 20, 2014 (GLOBE NEWSWIRE) -- Stoltmann Law Offices and the Law Offices of Joshua B. Kons LLC announce they have won a FINRA arbitration case on behalf of a pastor against Resource Horizons Group, LLC. The investor was awarded $193,650 in compensatory damages, pre-judgment interest in the amount of $53,858, attorney fees in the amount of $99,003 and expenses of $8,717. The claims at issue included selling away based causes of action related to fraud, breach of fiduciary duty, conversion and the failure to supervise. ]]>https://www.globenewswire.com/news-release/2014/10/20/674668/10103462/en/Stoltmann-Law-Offices-Announces-the-Filing-of-a-1-3-Million-FINRA-Arbitration-Statement-of-Claim-Against-Wells-Fargo-Advisors-LLC.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Announces the Filing of a $1.3 Million FINRA Arbitration Statement of Claim Against Wells Fargo Advisors, LLC2014-10-20T23:00:00Z<![CDATA[CHICAGO, Oct. 20, 2014 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Stoltmann Law Offices PC announced today that it has filed a $1.3 million FINRA Statement of Claim requesting damages for claims related to selling away, unsuitable investment recommendations, misrepresentations and omissions, failure to supervise and fraud against Wells Fargo Advisors LLC. The Statement of Claim deals with the actions of Mark James Frew. Frew was an employee of Wachovia Securities LLC and then Wells Fargo from July 2003 through January 2014, when he resigned voluntarily following an internal investigation opened by Wells Fargo into customer funds being wired into Mr. Frew's personal account.]]>https://www.globenewswire.com/news-release/2014/10/13/672772/10102437/en/Stoltmann-Law-Offices-Investigates-James-Jeb-Bashaw-and-LPL-for-Actions-Related-to-Selling-Away.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Investigates James "Jeb" Bashaw and LPL for Actions Related to Selling Away2014-10-13T21:03:56Z<![CDATA[CHICAGO, Oct. 13, 2014 (GLOBE NEWSWIRE) -- Stoltmann Law Offices announces it is investigating former Linsco Private Ledger (LPL) financial advisor James "Jeb" Bashaw and the supervision of him by LPL. Recently, Mr. Bashaw was fired from LPL for several allegations, including participating in private securities transactions without providing written disclosure to and obtaining written approval from LPL, according to his report on CRD. Engaging in securities transactions without broker-dealer approval is commonly known as "selling away" in the securities industry, one of the most common allegations of breaking industry rules made against registered reps. Mr. Bashaw allegedly also borrowed from a client and engaged in a business transaction that created a potential conflict of interest, according to the CRD report.]]>https://www.globenewswire.com/news-release/2014/09/26/668810/10100235/en/Stoltmann-Law-Offices-Continues-to-Investigate-Craig-Josephberg-for-CodeSmart-Investors.html?f=22&fvtc=4&fvtv=7711Stoltmann Law Offices Continues to Investigate Craig Josephberg for CodeSmart Investors2014-09-26T21:24:36Z<![CDATA[CHICAGO, Sept. 26, 2014 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Stoltmann Law Offices announced today that it is continuing to investigate potential FINRA arbitration claims for burned investors arising out of an elaborate pump-and-dump scheme involving shares of four companies: CodeSmart, Cubed, Inc., The Staffing Group Ltd., and StarStream Entertainment Inc. The scheme was allegedly carried out in part by financial advisor Craig L. Josephberg. Josephberg was associated with Halcyon Cabot Partners and Meyers Associates, L.P. in New York, NY.]]>