Allianz SE / Release of an announcement according to Article 25, Section 1 of the WpHG [the German Securities Trading Act] (other financial instrument)
07.01.2008
Release of a Voting Rights announcement
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On January 2, 2008, JPMorgan Chase & Co. has informed us according to
article 25, section 1 WpHG that on December 21, 2007, it held indirectly
financial instruments that grant the right to aquire shares in Allianz SE,
München, which represents 4,32% (19463409 voting rights) of the voting
rights and would herewith fall below the 5% threshold as of December 21,
2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan Chase Bank, N.A.
JPMorgan International Inc.
Bank One International Holdings Corporation
JPMorgan International Finance Limited
JPMorgan Capital Holdings Limited
JPMorgan Chase (UK) Holdings Limited
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
On the same day we received the following notifications according to
Article 25, section 1 WpHG:
JPMorgan Chase Bank, N.A. held on December 21, 2007 indirectly financial
instruments that grant the right to aquire shares in Allianz SE, München,
which represents 4,32% (19463409 voting rights) of the voting rights and
would herewith fall below the 5% threshold as of December 21, 2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan International Inc.
Bank One International Holdings Corporation
JPMorgan International Finance Limited
JPMorgan Capital Holdings Limited
JPMorgan Chase (UK) Holdings Limited
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
Bank One International Holdings Corporation held on December 21, 2007
indirectly financial instruments that grant the right to aquire shares in
Allianz SE, München, which represents 4,32% (19463409 voting rights) of
the voting rights and would herewith efall below the 5% threshold as of
December 21, 2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan International Finance Limited
JPMorgan Capital Holdings Limited
JPMorgan Chase (UK) Holdings Limited
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
JPMorgan International Finance Limited held on December 21, 2007
indirectly financial instruments that grant the right to aquire shares in
Allianz SE, München, which represents 4,32% (19463409 voting rights) of the
voting rights and would herewith fall below the 5% threshold as of December
21, 2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan Capital Holdings Limited
JPMorgan Chase (UK) Holdings Limited
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
Please find below an overview which is providing the respective details as
required according to § 17 para. 3 no. 5 and no. 6 WpAIV.
Quantity Sec Name, Type, Strike PriCall European and Expiry Date
25,000 ALLIA_OTCVAN_Call American_140_19DEC08__1
450,000 ALLIA_OTCVAN_Call European_170_19DEC08__1
238,000 ALLIA_Over The Counter Forward Purchase_174.16_11MAR08__1
177,000 ALLIA_Over The Counter Forward Purchase_175.53_27FEB08__1
300,000 ALLIA_OTCVAN_Call American_100_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_100_20JUN08__1
300,000 ALLIA_OTCVAN_Call American_100_20JUN08__1
50,000 ALLIA_OTCVAN_Call American_110_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_110_19DEC08__2
25,000 ALLIA_OTCVAN_Call American_120_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_120_19DEC08__1
250,000 ALLIA_OTCVAN_Call American_120_19DEC08__3
500,000 ALLIA_OTCVAN_Call American_130_18DEC09__1
250,000 ALLIA_OTCVAN_Call American_130_18DEC09__2
150,000 ALLIA_OTCVAN_Call American_130_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_130_20JUN08__1
100,000 ALLIA_OTCVAN_Call American_130_20MAR08__1
100,000 ALLIA_OTCVAN_Call American_130_20MAR08__1
200,000 ALLIA_OTCVAN_Call American_140_18DEC09__1
50,000 ALLIA_OTCVAN_Call American_140_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_140_20JUN08__1
500,000 ALLIA_OTCVAN_Call American_150_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_160_18DEC09__1
500,000 ALLIA_OTCVAN_Call American_160_18DEC09__1
100,000 ALLIA_OTCVAN_Call American_160_18DEC09__2
250,000 ALLIA_OTCVAN_Call American_160_19DEC08__2
200,000 ALLIA_OTCVAN_Call American_160_20JUN08__1
1,000,000 ALLIA_OTCVAN_Call American_200_20JUN08__1
300,000 ALLIA_OTCVAN_Call American_80_19DEC08__1
75,000 ALLIA_OTCVAN_Call American_90_19DEC08__1
500,000 ALLIA_OTCVAN_Call American_95_18DEC09__1
50,000 ALLIA_OTCVAN_Call American_95_19DEC08__1
50,000 ALLIA_OTCVAN_Call American_95_19DEC08__2
1,872,839 ALLIA_OTCVAN_Call European_1_04FEB08__1
50,000 ALLIA_OTCVAN_Call European_110_19DEC08__1
100,000 ALLIA_OTCVAN_Call European_110_19DEC08__1
250,000 ALLIA_OTCVAN_Call European_140_19DEC08__1
500,000 ALLIA_OTCVAN_Call European_140_19DEC08__2
100,000 ALLIA_OTCVAN_Call European_150_19DEC08__1
500,000 ALLIA_OTCVAN_Call European_160_18DEC09__1
400,000 ALLIA_OTCVAN_Call European_160_19DEC08__1
19,000 ALLIA_OTCVAN_Call European_167_19DEC08__1
38,000 ALLIA_OTCVAN_Call European_167_19DEC08__1
17,000 ALLIA_OTCVAN_Call European_173.59_19JUN09__1
250,000 ALLIA_OTCVAN_Call European_180_17DEC10__1
1,650,000 ALLIA_Over The Counter Forward Purchase_140.62_01FEB08__1
2,756,000 ALLIA_Over The Counter Forward Purchase_146.33_08FEB08__1
171,000 ALLIA_Over The Counter Forward Purchase_147.42_11FEB08__1
2,200,000 ALLIA_WARVAN_Call American_92_15FEB08_DE
100,000 ALVG_XTO_Call American_100.0_20JUN08_ERX_1
250,000 ALVG_XTO_Call American_120.0_19DEC08_ERX_1
299,970 ALVG_XTO_Call American_140.0_20JUN08_ERX_1
1,000 ALVG_XTO_Call American_150.0_19DEC08_ERX_1
103,600 ALVG_XTO_Call American_160.0_19DEC08_ERX_1
100,000 ALVG_XTO_Call American_180.0_20JUN08_ERX_1
145,000 ALVG_XTO_Call American_90.00_19DEC08_ERX_1
19,463,409
JPMorgan Capital Holdings Limited held on December 21, 2007 indirectly
financial instruments that grant the right to aquire shares in Allianz SE,
München, which represents 4,12% (18573409 voting rights) of the voting
rights and would fall below the 5% threshold as of December 21, 2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan Chase (UK) Holdings Limited
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
JPMorgan Chase (UK) Holdings Limited held on December 21, 2007 indirectly
financial instruments that grant the right to aquire shares in Allianz SE,
München, which represents 4,12% (18573409 voting rights) of the voting
rights and would herewith fall below the 5% threshold as of December 21,
2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan Chase International Holdings Limited
JPMorgan Securities Limited.
JPMorgan Chase International Holdings Limited held on December 21, 2007
indirectly financial instruments that grant the right to aquire shares in
Allianz SE, München, which represents 4,12% (18573409 voting rights) of
the voting rights and would herewith fall below the 5% threshold as of
December 21, 2007.
The chain of controlled undertakings through which the voting rights
related to indirectly held derivative financial instruments are held is:
JPMorgan Securities Limited.
JPMorgan Securities Limited held on December 21, 2007 directly financial
instruments that grant the right to aquire shares in Allianz SE, München,
which represents 4,12% (18573409 voting rights) of the voting rights and
would herewith fall below the 5% threshold as of December 21, 2007.
Please find below an overview which is providing the respective details
for
JPMorgan Chase International Holdings, JPMorgan Capital Holdings Limited,
JPMorgan Chase (UK)Holdings Limited und JPMorgan Securities Ltd. as
required according to § 17 para. 3 no. 5 and no. 6 WpAIV:
Quantity Sec Name, Type, Strike PriCall European and Expiry Date
300,000 ALLIA_OTCVAN_Call American_100_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_100_20JUN08__1
300,000 ALLIA_OTCVAN_Call American_100_20JUN08__1
50,000 ALLIA_OTCVAN_Call American_110_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_110_19DEC08__2
25,000 ALLIA_OTCVAN_Call American_120_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_120_19DEC08__1
250,000 ALLIA_OTCVAN_Call American_120_19DEC08__3
500,000 ALLIA_OTCVAN_Call American_130_18DEC09__1
250,000 ALLIA_OTCVAN_Call American_130_18DEC09__2
150,000 ALLIA_OTCVAN_Call American_130_19DEC08__1
200,000 ALLIA_OTCVAN_Call American_130_20JUN08__1
100,000 ALLIA_OTCVAN_Call American_130_20MAR08__1
100,000 ALLIA_OTCVAN_Call American_130_20MAR08__1
200,000 ALLIA_OTCVAN_Call American_140_18DEC09__1
50,000 ALLIA_OTCVAN_Call American_140_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_140_20JUN08__1
500,000 ALLIA_OTCVAN_Call American_150_19DEC08__1
100,000 ALLIA_OTCVAN_Call American_160_18DEC09__1
500,000 ALLIA_OTCVAN_Call American_160_18DEC09__1
100,000 ALLIA_OTCVAN_Call American_160_18DEC09__2
250,000 ALLIA_OTCVAN_Call American_160_19DEC08__2
200,000 ALLIA_OTCVAN_Call American_160_20JUN08__1
1,000,000 ALLIA_OTCVAN_Call American_200_20JUN08__1
300,000 ALLIA_OTCVAN_Call American_80_19DEC08__1
75,000 ALLIA_OTCVAN_Call American_90_19DEC08__1
500,000 ALLIA_OTCVAN_Call American_95_18DEC09__1
50,000 ALLIA_OTCVAN_Call American_95_19DEC08__1
50,000 ALLIA_OTCVAN_Call American_95_19DEC08__2
1,872,839 ALLIA_OTCVAN_Call European_1_04FEB08__1
50,000 ALLIA_OTCVAN_Call European_110_19DEC08__1
100,000 ALLIA_OTCVAN_Call European_110_19DEC08__1
250,000 ALLIA_OTCVAN_Call European_140_19DEC08__1
500,000 ALLIA_OTCVAN_Call European_140_19DEC08__2
100,000 ALLIA_OTCVAN_Call European_150_19DEC08__1
500,000 ALLIA_OTCVAN_Call European_160_18DEC09__1
400,000 ALLIA_OTCVAN_Call European_160_19DEC08__1
19,000 ALLIA_OTCVAN_Call European_167_19DEC08__1
38,000 ALLIA_OTCVAN_Call European_167_19DEC08__1
17,000 ALLIA_OTCVAN_Call European_173.59_19JUN09__1
250,000 ALLIA_OTCVAN_Call European_180_17DEC10__1
1,650,000 ALLIA_Over The Counter Forward Purchase_140.62_01FEB08__1
2,756,000 ALLIA_Over The Counter Forward Purchase_146.33_08FEB08__1
171,000 ALLIA_Over The Counter Forward Purchase_147.42_11FEB08__1
2,200,000 ALLIA_WARVAN_Call American_92_15FEB08_DE
100,000 ALVG_XTO_Call American_100.0_20JUN08_ERX_1
250,000 ALVG_XTO_Call American_120.0_19DEC08_ERX_1
299,970 ALVG_XTO_Call American_140.0_20JUN08_ERX_1
1,000 ALVG_XTO_Call American_150.0_19DEC08_ERX_1
103,600 ALVG_XTO_Call American_160.0_19DEC08_ERX_1
100,000 ALVG_XTO_Call American_180.0_20JUN08_ERX_1
145,000 ALVG_XTO_Call American_90.00_19DEC08_ERX_1
18,573,409
DGAP 07.01.2008
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Language: English
Issuer: Allianz SE
Königinstr. 28
80802 München
Deutschland
Internet: www.allianz.com
End of News DGAP News-Service
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DGAP-PVR: Allianz SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act]
| Source: EQS Group AG