Exchange Notice - Risk Management 02/09 February 10th, 2009


The changes, which have been approved, are attached in reference document Appendix 12a of NASDAQ OMX Derivatives Markets Rules and Regulations.

The effective date of the changes to Appendix 12a “Collateral restrictions”, will be March 10th, 2009.  Please note that the advance notice on the effective date is necessary to allow our Custodian Institutions an appropriate amount of time to administer the effects of the changes, which have been approved. 

Attached document:

Appendix to NASDAQ OMX Derivatives Markets Rules and Regulations:
Appendix 12a Collateral restrictions – effective date March 10th, 2009

Attachments

wkr0003.pdf wkr0009.pdf