Raleigh, NC, Oct. 8, 2013 (GLOBE NEWSWIRE) -- RegEd, a leading provider of technology solutions for compliance and risk management for the financial services industry, including the industry- leading workflow management solution for Customer Communications Compliance Review, announced its participation in the 2013 FINRA Advertising Regulation Conference in Washington, DC. as well as a pre-conference Advertising Review Client Advisory Board.
FINRA's annual Advertising Regulation Conference provides practical guidelines for complying with advertising rules and regulations for communications with the public in accordance with communication rules such as FINRA Rule 2210, and other customer communications regulation.
Conference sessions address FINRA rules as they apply to communications for investment company products, structured products and alternative investments, as well as the issues raised by social media and public appearances.
"The proliferation and use of digital and social channels by financial advisors has broadened the scope of oversight and has created new challenges that firms must efficiently address", stated Blane Warrene, SVP Customer Communications, RegEd, "the FINRA Advertising Regulation Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialog about evolving regulation and solving the related compliance and operational challenges."
RegEd's business, product and sales leaders will expand their knowledge by participating in conference sessions and workshops and engaging with domain experts including FINRA Advertising Regulation analysts.
Prior to the start of the conference, RegEd will host their
bi-annual Advertising Review Client Advisory Board (CAB). The
CAB will focus on best-practice implementation of recent and
upcoming enhancements to RegEd's Advertising Review Enterprise
solution. In addition to confirming RegEd's product roadmap
prioritization, CAB members will continue their role in RegEd's
future product innovation. To assist that process, clients
will participate in Innovation Games ™, a proven, game-based
exploration and decisioning methodology. This process
facilitates the identification of critical feature sets that
optimize the customer experience and solution effectiveness.
It also helps drive the innovation process that enables RegEd to
deliver strong value to its clients, while advancing its solutions
on the innovation curve.
The RegEd booth will be located in the main exhibit hall of the Renaissance Washington, DC Downtown Hotel.
RegEd, Incorporated, a StoneRiver company, is a leading provider of compliance technology solutions serving over 800 enterprise customers including the nation's largest financial services firms. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based compliance automation for broker-dealers, investment advisors, insurance companies and their distributors. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with state and FINRA regulations while mitigating risk. For more information, please visit www.reged.com.
Caitlin Zucal, RegEd, 919.653.5202