Nordex SE / Key word(s): Capital Increase/Corporate Action
27.11.2013 10:07
Dissemination of an Ad hoc announcement according to § 15 WpHG, transmitted
by DGAP - a company of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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[Not for distribution, publication or transmission in the United States,
Canada, Australia or Japan]
Nordex SE: 7,352,948 shares have been successfully placed with issue
proceeds in the amount of approximately 73.529 million Euro
Hamburg 27 November 2013 / Nordex SE (ISIN DE000A0D6554) has issued
7,352,948 new, no par bearer shares from the capital increase against cash
resolved yesterday. The new shares have been placed with institutional
investors by way of an accelerated bookbuilding at a placement price of
EURO 10.00 per share.
The execution of the capital increase is anticipated to be registered on 28
November 2013 in the Rostock commercial register. The new shares will be
admitted without prospectus to trading at the regulated market of the
Frankfurt Stock Exchange with simultaneous listing in the segment of the
regulated market with additional listing requirements (Prime Standard) at
the Frankfurt Stock Exchange on 28 November 2013 and are expected to be
included into the existing trading the trading day after, 29 November 2013.
The new shares carry dividend rights from 1 January 2013 onwards.
The company will, subject to registration of the capital increase with the
commercial register, earn gross issue proceeds in the amount of 73.529
million Euro. Nordex SE intends to use the proceeds from the capital
increase to finance its further growth [also in new markets and the
research & development of its next generation turbine technology] as well
as to strengthen its equity ratio and allow the partial repayment of debt.
UniCredit Bank AG, Munich, BNP Paribas, Paris, and HSBC Trinkaus &
Burkhardt AG, Dusseldorf, serve as Joint Bookrunners of the capital
increase transaction.
Important Notice
This notification exclusively serves information purposes and is not an
offer or a request for an offer for the purchase of securities. In
connection with this transaction, there is no public offer, nor will there
be a public offer. In connection with this transaction, no securities
prospectus has been or will be produced. The transmission of this
notification and the offer and the sale of securities may be subject to
legal restrictions in certain jurisdictions.
United States of America
This notification is not addressed to persons in the United States of
America (including their territories, states, protectorates and the
District of Columbia) and may not be directly or indirectly distributed in
the United States.
This notification is not an offer for sale of new shares in the United
States. The new shares have not been and will not be registered under the
United States Securities Act of 1933, as amended, or under the securities
laws of any state of the United States, and may not be offered, sold or
delivered in the United States except for exceptions due to an exemption
from registration requirements of the Securities Acts Securities Act or the
securities laws of any state of the United States of America.
In the United Kingdom, this communication is directed only at persons who:
(i) are qualified investors within the meaning of the Financial Services
and Markets Act 2000 (as amended) and any relevant implementing measures
and/or (ii) have professional experience in matters relating to investments
who fall within the definition of 'investment professionals' contained in
article 19(5) of the Financial Services and Markets Act 2000 (Financial
Promotion) Order 2005 (as amended) (the 'Order'), or are persons falling
within article 49(2)(a) to (d) (high net worth companies, unincorporated
associations, etc.) of the Order, or fall within another exemption to the
Order (all such persons referred to in (i) to (ii) above together being
referred to as 'Relevant Persons'). Any person who is not a Relevant
Person must not act or rely on this communication or any of its contents.
Any investment or investment activity to which this communication relates
is available only to Relevant Persons and will be engaged in only with
Relevant Persons.
In member states of the European Economic Area ('EEA') which have
implemented the Prospectus Directive (each, a 'Relevant Member State'),
this announcement and any offer if made subsequently is directed
exclusively at persons who are 'qualified investors' within the meaning of
the Prospectus Directive ('Qualified Investors'). For these purposes, the
expression 'Prospectus Directive' means Directive 2003/71/EC (and
amendments thereto, including the 2010 PD Amending Directive, to the extent
implemented in a Relevant Member State), and includes any relevant
implementing measure in the Relevant Member State and the expression '2010
PD Amending Directive' means Directive 2010/73/EU.
Canada, Australia and Japan
This notification is not addressed to any persons in Canada, Australia or
Japan. The new shares may not be offered to or sold to any persons in these
states.
27.11.2013 DGAP's Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: Nordex SE
Langenhorner Chaussee 600
22419 Hamburg
Germany
Phone: 040 / 30030 1000
Fax: 040 / 30030 1101
E-mail: info@nordex-online.com
Internet: www.nordex-online.com
ISIN: DE000A0D6554
WKN: A0D655
Indices: TecDAX
Listed: Regulierter Markt in Frankfurt (Prime Standard); Freiverkehr
in Berlin, Düsseldorf, Hamburg, Hannover, München, Stuttgart
End of Announcement DGAP News-Service
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DGAP-Adhoc: Nordex SE: 7,352,948 shares have been successfully placed with issue proceeds in the amount of approximately 73.529 million Euro
| Source: EQS Group AG