AIXTRON SE
15.01.2015 13:30
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
January 12, 2015:
1. Listed company:
AIXTRON SE
DornkaulstraÃe 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
06.01.2015
6. Total amount of voting rights: 5.34% (equals 6018579 voting rights)
calculated from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights)
thereof held indirectly: 1.33% (equals 1493285 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 0.79% (equals 891796 voting rights)
thereof held indirectly: 0.79% (equals 891796 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 20.03.2015
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on January 12, 2015:
1. Listed company:
AIXTRON SE
DornkaulstraÃe 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
06.01.2015
6. Total amount of voting rights:
5.34% (equals 6018579 voting rights)
calculated from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 0.79% (equals 891796 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 20.03.2015
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
15.01.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: AIXTRON SE
DornkaulstraÃe 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of Announcement DGAP News-Service
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DGAP-PVR: AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the objective of Europe-wide distribution
| Source: EQS Group AG