Raleigh, NC, May 14, 2015 (GLOBE NEWSWIRE) -- Financial services compliance, licensing, registration and operations professionals gathered at the fourth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and engage with regulators and industry experts. The event, held May 4-6 in Raleigh, NC, was hosted by RegEd, a leading provider of compliance technology solutions, and attended by more than 150 representatives from financial services firms, consultancies, law firms and industry providers. Comprising more than 20 substantive sessions, the conference focused on issues and topics of critical concern for the attendees, including:
Commenting on RCA 2015, Debra Freitag, RegEd Chief Strategy Officer and RCA Executive Sponsor, said, "We chose 'Predict. Persuade. Perform.' as the RCA 2015 theme because it embodies the real challenge that confronts our clients in 2015: they must be able to predict and take timely action on regulatory changes; predict potential risk across their registered population; persuade key stakeholders to formulate the firm's policies and procedures in a precise manner and employ rigorous measures of their effectiveness; and install efficient processes and technology that enable them to shift from a reactive mode to being able to perform consistently and proactively." Freitag continued, "By bringing our clients together for this unique opportunity, we were able to foster dialogue on the best practices and tools needed to more effectively tackle these everyday challenges."
During the conference, RegEd announced the completion of
multiple implementations of RegEd SCORE™, which installs a
compliance control center to enable firms to identify and calculate
compliance and sales practice risk across their registered
population. RegEd also announced the expansion of its
CODE™ insurance company compliance solution, adding
Incident Management to the existing CODE suite of modules,
which include Regulatory Change Management, Policies and
Procedures Management, Market Conduct Exam Management
and Consumer Complaints Management.
RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, please visit www.reged.com.
Media Contact: Caitlin Zucal, RegEd, 919.653.5202