Raleigh, NC, May 21, 2015 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, is pleased to announce its participation at the 2015 FINRA Annual Conference in Washington, D.C., May 27th through 29th.
FINRA's annual conference provides securities industry practitioners with guidance on regulatory priorities and compliance solutions. With interactive forums led by experienced industry veterans and regulators, the FINRA Annual Conference addresses the compliance and regulatory issues investment advisers and broker-dealers face in today's evolving industry. This year's conference builds upon important regulatory updates to provide compliance officers, legal professionals, branch managers and others with the tools to develop and maintain an effective compliance framework.
RegEd's CEO and Founder, John M. Schobel stated, "The FINRA Annual Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialog about critical compliance and operational challenges and the best practice approaches for addressing those challenges."
Mr. Schobel continued, "There continues to be large focus on sales practices and supervision and, increasingly, regulators are mining the data they collect to identify potential risk and precisely target exams. RegEd remains focused on delivering solutions that enable our clients to meet their most pressing compliance challenges. At last year's FINRA Annual Conference, we launched RegEd SCORETM, an innovative Risk Control Center that consolidates critical compliance data and enables broker-dealers to identify outliers among their registered population, evaluate trends and mitigate risk. I'm pleased to say that we've come to the conference this year with SCORE implementations completed at multiple broker-dealers."
RegEd representatives and business leaders will be on site to meet with conference attendees and discuss the RegEd SCORE™ Risk Control Center, Conflicts of Interest Management, Written Supervisory Policies and Procedures Management and other technology-based approaches to streamlining compliance. RegEd is exhibiting at the conference and can be located at Booth 16 in the main exhibit hall of the Marriott Marquis Washington, DC. For more information on RegEd or its attendance at the 2015 FINRA Annual Conference, please call 800-334-8322 or email sales@reged.com.
About RegEd
RegEd is a leading provider of compliance technology solutions with
relationships with more than 400 enterprise clients, including 80%
of the top 25 broker-dealers and top 25 insurance companies.
Established in 1994 by former regulators, the company is a
recognized industry authority and has created the standard of
excellence for rule-based and content-driven compliance automation
for insurance companies, investment advisors and
broker-dealers. RegEd solutions drive new levels of
operational efficiency and enable firms to cost-effectively comply
with regulations and mitigate risk. For more information,
please visit www.reged.com.