Rathbone Brothers Plc (the "Company")
Executive Incentive Plan awards for 2017
The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan, 20% of award made on 23 March 2017 to the following PDMRs have vested. The vested shares are subject to a sale restriction period
The following announcement and notification is made in accordance with the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Philip Howell | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | 5p Ordinary Shares | |
| Identification code | ISIN: GB0002148343 | ||
| | Shares of 5p each | ||
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 3,179 | ||
| d) | Aggregated information |
| |
| - Aggregated volume | |||
| - Price | |||
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Stockton | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ISIN: GB0002148343 | |
| Identification code | Shares of 5p each | ||
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 2,021 | ||
| d) | Aggregated information | ||
| - Aggregated volume |
| ||
| - Price | |||
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Bolsover | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ISIN: GB0002148343 Shares of 5p each | |
| Identification code | |||
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,397 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Butcher | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,617 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Webb | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,766 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Richard Smeeton | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | SIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,527 | ||
| d) | Aggregated information - Aggregated volume
- Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | | ||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Ivo Darnley | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,397 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Morris | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,492 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Rupert Baron | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,375 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | London Stock Exchange - Main Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sarah Owen-Jones | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.00 | 1,294 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2018 | |
| f) | Place of the transaction | N/A | |
Ali Johnson
Company Secretary
26 March 2018