BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 16 November 2018
| Name of applicant: | Rathbone Brothers Plc | |||
| Name of scheme: | Share Incentive Plan | |||
| Period of return: | From: | 12 May 2018 | To: | 16 November 2018 |
| Balance of unallotted securities under scheme(s) from previous return: | 477,162 | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 72,740 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 404,422 | |||
| Name of contact: | Ali Johnson, Company Secretary |
| Telephone number of contact: | 0207 399 0326 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 16 November 2018
| Name of applicant: | Rathbone Brothers Plc | |||
| Name of scheme: | Savings Related Share Option Plan (SAYE) | |||
| Period of return: | From: | 12 May 2018 | To: | 16 November 2018 |
| Balance of unallotted securities under scheme(s) from previous return: | 400,265 | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 232,695 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 167,570 | |||
| Name of contact: | Ali Johnson, Company Secretary |
| Telephone number of contact: | 0207 399 0326 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 16 November 2018
| Name of applicant: | Rathbone Brothers Plc | |||
| Name of scheme: | Executive Incentive Plan (EIP) | |||
| Period of return: | From: | 12 May 2018 | To: | 16 November 2018 |
| Balance of unallotted securities under scheme(s) from previous return: | 181,670 | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 75,713 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 105,957 | |||
| Name of contact: | Ali Johnson, Company Secretary |
| Telephone number of contact: | 0207 399 0326 |