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09. September 2010 14:03 ET | Quelle: Sichenzia Ross Friedman Ference LLP

Sichenzia Ross Friedman Ference LLP Sponsors Rodman & Renshaw 2010 Annual Global Investment Conference in New York City

NEW YORK, NY--(Marketwire - September 9, 2010) - Sichenzia Ross Friedman Ference LLP (SRFF), a leading securities law firm headquartered in New York specializing in corporate and securities law,...
09. September 2010 13:23 ET | Quelle: Shepherd Smith Edwards & Kantas LLP

The Law Firm of Shepherd Smith Edwards & Kantas LLP Investigates Claims Regarding Linsco Private Ledger (LPL) and Broker, Donald Chouinard

HELENA, Mont., Sept. 9, 2010 (GLOBE NEWSWIRE) -- The Law Firm of Shepherd Smith Edwards & Kantas LLP continues to investigate Donald Chouinard, former broker with Linsco Private Ledger (LPL)....
01. September 2010 10:59 ET | Quelle: Shepherd Smith Edwards & Kantas LLP

The Law Firm of Shepherd Smith Edwards & Kantas LLP Continues to Investigate Claims Regarding Auction Rate Securities (ARS) in Light of Recent Award of $925,000 Against Raymond James & Associates Inc.

HOUSTON, Sept. 1, 2010 (GLOBE NEWSWIRE) -- The Law Firm of Shepherd Smith Edwards & Kantas LLP continues to investigate claims for investors stuck with ARS. Billions in Auction Rate Securities...
31. August 2010 12:42 ET | Quelle: David R. Chase, P.A.

Notice to Medical Capital and Provident Royalties Investors: Law Firm of David R. Chase, P.A., Headed By Former SEC Prosecutor, Files Arbitration Claim Against Securities America Seeking to Recover More Than $1 Million in Losses

FORT LAUDERDALE, Fla., Aug. 31, 2010 (GLOBE NEWSWIRE) -- The Law Firm of David R. Chase, P.A., www.davidchaselaw.com, representing Medical Capital and Provident Royalties investors nationwide and...
26. August 2010 08:00 ET | Quelle: Maddox Hargett & Caruso

Maddox Hargett & Caruso, P.C.: Citigroup Global Markets, Inc. Found Liable for More Than $1 Million in Connection With the Improper Sale of Its MAT 3 and MAT 5 Municipal Arbitrage Fund to Investors -- C

NEW YORK, Aug. 26, 2010 (GLOBE NEWSWIRE) -- A Financial Industry Regulatory Authority (FINRA) arbitration panel based in Los Angeles, has awarded more than $1 million in damages, plus interest, to...
24. August 2010 15:19 ET | Quelle: Aidikoff, Uhl & Bakhtiari

Citigroup Global Markets, Inc. Found Liable for Sale of Mat to Investors According to Aidikoff, Uhl & Bakhtiari -- C

BEVERLY HILLS, Calif., Aug. 24, 2010 (GLOBE NEWSWIRE) -- A Los Angeles based Financial Industry Regulatory Authority (FINRA) arbitration panel awarded $1,012,000 plus interest to three clients of...
24. August 2010 09:00 ET | Quelle: Shepherd Smith Edwards & Kantas LLP

Shepherd Smith Edwards & Kantas LLP Investigates Claims for Purchasers of Three High Yield Funds Which Allegedly Misled Investors

HOUSTON, Aug. 24, 2010 (GLOBE NEWSWIRE) -- The Securities Law Firm of Shepherd Smith Edwards & Kantas LLP, www.sseklaw.com, is currently investigating claims on behalf of investors in three high yield...
20. August 2010 18:37 ET | Quelle: Klayman & Toskes P.A.

Notice From the Securities Arbitration Law Firm of Klayman & Toskes to All Smith Barney/Citi Private Bank Customers Who Invested in ASTA and MAT Funds -- C

NEW YORK, Aug. 20, 2010 (GLOBE NEWSWIRE) -- The Securities Law Firm of Klayman & Toskes, www.nasd-law.com, announced today that it is continuing to pursue securities arbitration claims against...
19. August 2010 18:15 ET | Quelle: Keller Rohrback L.L.P.

Keller Rohrback L.L.P. Announces Investigation of Private-Label Mortgage-Backed Securities

SEATTLE, Aug. 19, 2010 (GLOBE NEWSWIRE) -- Keller Rohrback L.L.P. is investigating private-label mortgage-backed securities (MBS) issued and sold by several financial institutions to investors based...
19. August 2010 16:30 ET | Quelle: James A. Dunlap Jr. & Associates LLC

Regions Financial Corp.'s (RF) Morgan Keegan Brokerage Unit Hit With Damages Award for Breach of Fiduciary Duty in Sale of Mutual Fund to Senior Investor, According to James A. Dunlap Jr. & Associates LLC -- RMH, HIH

ATLANTA, Aug. 19, 2010 (GLOBE NEWSWIRE) -- On August 19, 2009, a Financial Industry Regulatory Authority (FINRA) arbitration panel awarded damages and assessed costs against Regions Financial Corp.'s...

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