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22. Juli 2013 11:35 ET | Quelle: Maddox Hargett & Caruso

Investment Advisor Oxford Financial Group, Ltd. Liable to Reid Hospital for $2.2 Million in Damages for Failing to Execute Trades in a Timely Manner, According to Maddox Hargett & Caruso, P.C.

FISHERS, Ind., July 22, 2013 (GLOBE NEWSWIRE) -- An Indianapolis-based American Arbitration Association (AAA) arbitration panel has ordered Oxford Financial Group, Ltd. to pay damages of more than...
27. März 2013 09:30 ET | Quelle: Maddox Hargett & Caruso

FINRA Finds Wells Fargo Advisors and E*Trade Securities Liable for Spousal Theft From Brokerage Account, Reports Maddox Hargett & Caruso P.C.

FISHERS, Ind., March 27, 2013 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Maddox Hargett & Caruso, P.C. announced today that an Indianapolis, Indiana, arbitration panel of the...
03. Januar 2013 08:19 ET | Quelle: Maddox Hargett & Caruso

Notice to LPL Financial, LLC Customers: Maddox Hargett & Caruso, P.C. Launches Investigation Into Non-Traded REIT Recommendations of LPL Financial

NEW YORK, Jan. 3, 2013 (GLOBE NEWSWIRE) -- Maddox Hargett & Caruso, P.C. announces the initiation of an investigation into the sales practices of LPL Financial, LLC in connection with its...
12. September 2012 08:52 ET | Quelle: Maddox Hargett & Caruso

Citigroup Global Markets, Inc. Found Liable for Sale of Rochester Municipals Fund According to Maddox Hargett & Caruso, P.C. - C

NEW YORK, Sept. 12, 2012 (GLOBE NEWSWIRE) -- A New York City based Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Citigroup Global Markets, Inc. to pay compensatory...
05. September 2012 09:00 ET | Quelle: Maddox Hargett & Caruso

Maddox Hargett & Caruso, P.C. Launches Investigation Into Behringer Harvard Strategic Opportunity Fund I

NEW YORK, Sept. 5, 2012 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Maddox Hargett & Caruso, P.C. (InvestorProtection.com) announced today that it has commenced an investigation of...
22. November 2011 09:00 ET | Quelle: Maddox Hargett & Caruso

Citigroup Global Markets, Inc. Again Found Liable for Sale of MAT-ASTA Five Municipal Arbitrage Fund According to Maddox Hargett & Caruso, P.C. -- C

NEW YORK, Nov. 22, 2011 (GLOBE NEWSWIRE) -- A Newark, New Jersey based Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Citigroup Global Markets, Inc. to pay damages of...
14. April 2011 08:00 ET | Quelle: Maddox Hargett & Caruso

FINRA Finds Citigroup Global Markets Liable for $54 Million to Investors Over MAT/ASAT Fund, Reports Maddox Hargett & Caruso, P.C.

NEW YORK, April 14, 2011 (GLOBE NEWSWIRE) -- A Denver, Colorado, arbitration panel of the Financial Industry Regulatory Authority (FINRA) has awarded $54 million to investors in their case against...
26. August 2010 08:00 ET | Quelle: Maddox Hargett & Caruso

Maddox Hargett & Caruso, P.C.: Citigroup Global Markets, Inc. Found Liable for More Than $1 Million in Connection With the Improper Sale of Its MAT 3 and MAT 5 Municipal Arbitrage Fund to Investors -- C

NEW YORK, Aug. 26, 2010 (GLOBE NEWSWIRE) -- A Financial Industry Regulatory Authority (FINRA) arbitration panel based in Los Angeles, has awarded more than $1 million in damages, plus interest, to...
01. Juni 2010 09:00 ET | Quelle: Maddox Hargett & Caruso

Maddox Hargett & Caruso, P.C.: Citigroup Global Markets, Inc. Found Liable for More Than $550,000 in Connection With the Improper Sale of Its MAT 3 Municipal Arbitrage Fund to Investors -- C

NEW YORK, June 1, 2010 (GLOBE NEWSWIRE) -- A Financial Industry Regulatory Authority (FINRA) arbitration panel, based in Los Angeles, has awarded more than $550,000 in damages to investors represented...
13. Mai 2010 09:00 ET | Quelle: Maddox Hargett & Caruso

Maddox, Hargett & Caruso, P.C.: Citigroup Global Markets, Inc. Found Liable for More Than $1.7 Million in Connection With the Improper Sale of Its MAT 5 Municipal Arbitrage Fund to Investors

NEW YORK, May 13, 2010 (GLOBE NEWSWIRE) -- A Financial Industry Regulatory Authority (FINRA) arbitration panel, based in Los Angeles, has awarded more than $1.7 million to investors represented by the...

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