Vernon Healy Claim: Wells Fargo Misrepresented Safety of $4 Million in High Risk Auction Rate Securities Sold to Elderly Naples Man -- WFC
April 20, 2012 15:42 ET
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Vernon Healy Attorneys at Law
NAPLES, Fla., April 20, 2012 (GLOBE NEWSWIRE) -- Wells Fargo sold $4 million in risky auction rate securities to an elderly Naples man — representing almost half his portfolio — after the...
Shine-Vernon Legal Team Claim: Fund Manager of Schwab YieldPlus Fund and Schwab California Tax Free YieldPlus Fund Deceived Retirees With Assurances of Safety -- SWYSX, SWYCX
February 13, 2009 10:55 ET
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Vernon Healy Attorneys at Law
SAN FRANCISCO, Feb. 13, 2009 (GLOBE NEWSWIRE) -- Charles Schwab & Co. and its former high-profile fund manager engaged in deception and dishonest conduct when they misrepresented the Schwab YieldPlus...
Dimond Kaplan & Rothstein, P.A. Announces That UBS Financial Services, Inc. Denies That Auction Rate Securities Investors Have Suffered Any Damages - Even After UBS Marked Down the Value of ARS and Issued Margin Calls
July 29, 2008 10:12 ET
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Dimond Kaplan & Rothstein, P.A.
MIAMI, July 29, 2008 (PRIME NEWSWIRE) -- The securities law firm of Dimond Kaplan & Rothstein, P.A. (DKR) (http://www.investmentfraud-lawyer.com) informs investors that UBS Financial Services, Inc....
The Law Offices of Stuart D. Meissner LLC Announces the Filing of 2.5 Million Dollar Auction Rate Securities Claim Against UBS Financial Services On behalf of Broker's Father
July 11, 2008 13:30 ET
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Meissner Associates
NEW YORK, July 11, 2008 (PRIME NEWSWIRE) -- The nationally recognized New York based Securities Arbitration Law firm of Stuart D. Meissner LLC announced that it has filed an arbitration claim against...
UBS Financial Services, Inc. Confirms Dimond Kaplan & Rothstein, P.A.'s Allegations: Auction Rate Securities Subject Investors' Money to Risk of Loss
April 01, 2008 13:05 ET
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Dimond Kaplan & Rothstein, P.A.
MIAMI, April 1, 2008 (PRIME NEWSWIRE) -- The securities law firm of Dimond Kaplan & Rothstein, P.A. (DKR) (http://www.dkrpa.com) informs auction rate securities investors that UBS Financial Services,...
Dimond Kaplan & Rothstein, P.A.'s Recent $5.2 Million Auction Rate Securities Arbitration Claim Prompts UBS Financial Services, Inc. to Alter Its Website
March 05, 2008 10:09 ET
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Dimond Kaplan & Rothstein, P.A.
MIAMI, March 5, 2008 (PRIME NEWSWIRE) -- On February 26, 2007, the securities law firm of Dimond Kaplan & Rothstein, P.A. ("DKR") (http://www.auctionratesecuritieslawyer.com) filed a $5.2 million...
Dimond Kaplan & Rothstein, P.A. Files $5.2 Million Claim Against UBS Financial Services, Inc. Seeking Rescission of Auction Rate Securities Transactions
February 26, 2008 12:44 ET
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Dimond Kaplan & Rothstein, P.A.
MIAMI, Feb. 26, 2008 (PRIME NEWSWIRE) -- The securities law firm of Dimond Kaplan & Rothstein, P.A. (http://www.mystocklosses.com) announced today that it has filed a $5.2 million Financial Industry...