FinaMetrica Expands Business Development Team in United States, Offers Introductory Meetings
January 18, 2012 08:46 ET
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FinaMetrica
SYDNEY, Australia, Jan. 18, 2012 (GLOBE NEWSWIRE) -- Geoff Davey, co-founder of FinaMetrica(R), the leader in psychometrically-based risk profiling solutions for financial advisors, announced that...
RIA In A Box Provides Inexpensive, Simple Templates to Assist RIA Do-It-Yourselfers in Filing the New ADV 2A and 2B Forms
March 07, 2011 13:57 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - March 7, 2011) - RIA In A Box (www.RIAinaBox.com), a consulting business aimed exclusively at efficient creation of registered investment advisory firms, is offering extra...
Lexington Compliance Launches Monthly Compliance Webinars With Live Q & A Hosted by Former Top State Regulator
January 19, 2011 07:00 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - January 19, 2011) - Lexington Compliance (www.lexcompliance.com), the compliance and oversight arm of RIA In A Box , today announces it is offering monthly compliance...
RIA In A Box Partners With Lloyds of London and North American Professional Liability Insurance Agency (NAPLIA) to Provide the First-Ever Group E&O Insurance Program for RIAs
October 18, 2010 06:00 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - October 18, 2010) - RIA In A Box (www.RIAinaBox.com), a consulting business aimed exclusively at efficient creation of registered investment advisory firms, today announces...
South Dakota's Top State Securities Regulator Steve Thomas Joins RIA In A Box and Lexington Compliance
October 04, 2010 06:00 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - October 4, 2010) - RIA In A Box and Lexington Compliance, consulting businesses focused exclusively on efficient creation of and compliance issues for investment...
SEC Rules for New RIA ADV Part 2 Require Creation of Plain English Brochure to Disclose Background and Business Practices
August 02, 2010 11:58 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - August 2, 2010) - The SEC has adopted new rules (http://www.sec.gov/rules/final/2010/ia-3060.pdf ) that significantly impact all SEC registered RIAs. These new rules...
Thousands of RIAs Need to Prepare for Shift From SEC to State Oversight Under New Financial Reform Bill Rules
June 29, 2010 05:00 ET
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RIA In A Box
NEW YORK, NY--(Marketwire - June 29, 2010) - The financial reform bill which passed through the House-Senate conference committee Friday will require that 4200 RIAs now registered with the SEC shift...
Cynergy Develops New Silverlight Version of Popular LineRider Game
July 02, 2008 10:05 ET
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Cynergy
WASHINGTON, DC--(Marketwire - July 2, 2008) - Cynergy Systems, Inc., a global
leader in Rich Internet application (RIA) software design and development,
along with InXile
Entertainment, announced the...