Local professional joins NEXT Financial Group
07 janv. 2019 11h16 HE | Next Financial Group Inc.
Houston, Jan. 07, 2019 (GLOBE NEWSWIRE) -- Mario Jimenez was named Vice President of Marketing at NEXT Financial Group, Inc. (“NEXT”), a Houston-based financial services firm. In his role as Vice...
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Two Securities Industry Veterans Join FTI Consulting’s Forensic Accounting & Advisory Services Practice
28 nov. 2018 07h30 HE | FTI Consulting, Inc.
WASHINGTON, Nov. 28, 2018 (GLOBE NEWSWIRE) -- FTI Consulting, Inc. (NYSE: FCN) today announced the expansion of its Forensic Accounting & Advisory Services practice within the firm’s Forensic...
Arbitration Panel finds that Wells Fargo Advisors, LLC ("Wells Fargo") Liable for Securities Fraud and Common Law Fraud and Assesses $100,000 in Punitive Damages against Wells Fargo
01 nov. 2018 10h43 HE | Goodman & Nekvasil, P.A.
Goodman & Nekvasil, P.A. Law Office Announces a $360,800 FINRA Arbitration Award against Wells Fargo CLEARWATER, Fla., Nov. 01, 2018 (GLOBE NEWSWIRE) -- Goodman & Nekvasil, P.A., announces...
Local Financial Representative Joins NEXT Financial Group, Inc.
18 oct. 2018 10h52 HE | Next Financial Group Inc.
Schenectady, NY, Oct. 18, 2018 (GLOBE NEWSWIRE) -- Travis Kellman joined NEXT Financial Group, Inc. (“NEXT”), a Texas-based financial services firm, last month. Kellman joins NEXT from Ameriprise...
Disabled Veterans Assume Leadership of Wall Street Firm; President Retires
09 nov. 2017 09h03 HE | Drexel Hamilton
New York, Nov. 09, 2017 (GLOBE NEWSWIRE) -- NEW YORK, NY – Drexel Hamilton, a service-disabled veteran-owned broker-dealer, announced today the retirement of President and CEO, James Cahill....
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CNL Executives Spoke at Investment Program Association Conference
27 sept. 2017 13h35 HE | CNL Financial Group
Orlando, Fla., Sept. 27, 2017 (GLOBE NEWSWIRE) -- Neil Menard, president of CNL Securities Corp., and Chris Hylen, senior vice president for CNL Capital Markets, presented at the Investment Program...
Drexel Hamilton to Host Annual Telecom, Media and Technology Conference September 6, 2017
22 août 2017 10h33 HE | Drexel Hamilton
New York, Aug. 22, 2017 (GLOBE NEWSWIRE) -- NEW YORK, June 15, 2017 – Drexel Hamilton, LLC, a New York State certified service-disabled veteran-owned broker-dealer (SDVOB) will host its annual...
Former SEC Associate Regional Director Lorraine Echavarria to Join WilmerHale's Los Angeles Office LOS ANGELES, Oct. 11, 2016 (GLOBE NEWSWIRE) -- Lorraine Echavarria, the former head of enforcement in the Securities and Exchange Commission's (SEC) Los Angeles office, has joined WilmerHale's...
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Goodman & Nekvasil, P.A. Law Office Announces a $204,867.98 FINRA Arbitration Award Against Legend Securities, Inc., a New York Broker-Dealer
27 mai 2016 18h02 HE | Goodman & Nekvasil, P.A.
TAMPA, Fla., May 27, 2016 (GLOBE NEWSWIRE) -- Goodman & Nekvasil, P.A., announces they have won a FINRA arbitration award against Legend Securities, Inc. ("Legend") on behalf of a U.S. postal...
BrokerDealer.com Launches Broker-Dealer Business Intelligence Portal for Global Bankers, Qualified Investors and Entrepreneurs Raising Capital
28 mai 2014 09h06 HE | Broker Dealer LLC
NEW YORK, May 28, 2014 (GLOBE NEWSWIRE) -- Broker Dealer LLC, a provider of financial industry corporate intelligence and qualified investor databases, announced today the launch of a new, broker...