SEC Rules for New RIA ADV Part 2 Require Creation of Plain English Brochure to Disclose Background and Business Practices
02 août 2010 11h58 HE | RIA In A Box
NEW YORK, NY--(Marketwire - August 2, 2010) -  The SEC has adopted new rules (http://www.sec.gov/rules/final/2010/ia-3060.pdf ) that significantly impact all SEC registered RIAs. These new rules...