LONDON, UK -- (MARKET WIRE) -- October 27, 2006 --
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating
to the shares or debentures of the issuer should complete boxes 1 to
16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating
the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14,
16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
Philip Broadley, Nick Prettejohn - Prudential plc, Egg Banking plc - iii
Sir David Clementi, Michael Garrett, Clark Manning, Michael McLintock, Roberto
Mendoza, Kathleen O'Donovan, Mark Tucker - Prudential plc - iii
Rebecca Burrows, Peter Maynard, Priscilla Vacassin - i
3. Name of person discharging managerial responsibilities/director
Philip Broadley, Sir David Clementi, Michael Garrett, Clark Manning, Michael
McLintock, Roberto Mendoza, Kathleen O'Donovan, Nick Prettejohn, Mark Tucker,
Rebecca Burrows, Peter Maynard, Priscilla Vacassin
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
Gillian Broadley - wife of Philip Broadley
Bryony Maynard - wife of Peter Maynard
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification relates to the persons named in 3 and 4 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ordinary shares of 5p each
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
(See section 9 for the number of shares held)
Philip Broadley & Gillian Broadley - in own name
Philip Broadley & Gillian Broadley - shares held in an ISA in name of Rock
Nominees Limited
Philip Broadley - shares held in Trust in the name of BWCI Trust Company Limited
Sir David Clementi - shares held in the name of Frank Nominees Limited at
Kleinwort Benson
Michael Garrett - in own name
Michael Garrett - shares held in Trust in the name of HSBC Global Custody
Nominees UK Limited
Clark Manning - in own name
Roberto Mendoza -shares held in the name of Goldman Sachs Securities (Nominees)
Limited
Michael McLintock - shares held in Trust in the name of BWCI Trust Company
Limited
Kathleen O'Donovan - in own name
Nick Prettejohn - in own name
Mark Tucker - in own name
Mark Tucker - shares held in Trust in the name of BWCI Trust Company Limited
Rebecca Burrows - shares held in Trust in the name of BWCI Trust Company Limited
Peter Maynard & Bryony Maynard - in own name
Peter Maynard - shares held in Trust in the name of BWCI Trust Company Limited
Priscilla Vacassin - shares held in Trust in the name of BWCI Trust Company
Limited
8 State the nature of the transaction
Scrip dividend on ordinary shares of Prudential plc - see section 9
9. Number of shares, debentures or financial instruments relating to shares
acquired
Philip Broadley
262 ordinary shares (255 shares for the Director and 7 shares for his spouse)
41 ordinary shares on shares held in an ISA with Rock Nominees Limited (32
shares on behalf of the Director and 9 shares on behalf of his spouse)
356 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Sir David Clementi - 304 ordinary shares in respect of the shares held with
Kleinwort Benson
Michael Garrett
5 ordinary shares
158 ordinary shares in respect of shares held in the name of HSBC Global Custody
Nominees UK Limited
Clark Manning - 238 ordinary shares
Roberto Mendoza - 1,990 ordinary shares in respect of shares held in the name of
Goldman Sachs (Nominees) Limited
Michael McLintock - 2,191 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
Kathleen O'Donovan - 79 ordinary shares
Nick Prettejohn - 93 ordinary share
Mark Tucker
853 ordinary shares
318 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Rebecca Burrows - 139 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
Peter Maynard
161 ordinary shares (73 shares for the Director and 88 shares for his spouse)
397 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Priscilla Vacassin - 33 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
Philip Broadley Less than 0.00003%
Sir David Clementi Less than 0.00002%
Michael Garrett Less than 0.000007%
Clark Manning Less than 0.00001%
Roberto Mendoza Less than 0.00009%
Michael McLintock Less than 0.00009%
Kathleen O'Donovan Less than 0.000004%
Nick Prettejohn Less than 0.000004%
Mark Tucker Less than 0.00005%
Rebecca Burrows Less than 0.000006%
Peter Maynard Less than 0.00003%
Priscilla Vacassin Less than 0.000002%
11. Number of shares, debentures or financial instruments relating to shares
disposed
....................................
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
....................................
13. Price per share or value of transaction
577.0p
14. Date and place of transaction
27 October 2006, London
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
Philip Broadley 769,290 (Less than 0.04%)
Sir David Clementi 33,582 (Less than 0.002%)
Michael Garrett 17,585 (Less than 0.0008%)
Clark Manning 896,075 (Less than 0.04%)
Roberto Mendoza 214,675 (Less than 0.009%)
Michael McLintock 527,140 (Less than 0.03%)
Kathleen O'Donovan 11,900 (Less than 0.0005%)
Nick Prettejohn 298,449 (Less than 0.02%)
Mark Tucker 892,921 (Less than 0.04%)
Rebecca Burrows 185,951 (Less than 0.008%)
Peter Maynard 366,054 (Less than 0.02%)
Priscilla Vacassin 151,703 (Less than 0.007%)
16. Date issuer informed of transaction
27 October 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
....................................
18. Period during which or date on which it can be exercised
....................................
19. Total amount paid (if any) for grant of the option
....................................
20. Description of shares or debentures involved (class and number)
....................................
....................................
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
....................................
22. Total number of shares or debentures over which options held following
notification
....................................
23. Any additional information
....................................
24. Name of contact and telephone number for queries
Jennie Webb, Group Secretarial, 020 7548 2027
Name and signature of duly authorised officer of issuer responsible for making
notification
Sue Windridge, Company Secretary Prudential UK, 020 7548 2607
Date of notification
27 October 2006
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a
company whose principal place of business is in the United States of America
END
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