Contact Information: Media Contact: Anna Halloran Jacob 310-246-3675 ahalloranjacob@imperialcapital.com
Imperial Capital Group, Inc. Files Registration Statement for Proposed Initial Public Offering of Common Shares
| Source: Imperial Capital
LOS ANGELES, CA--(Marketwire - October 22, 2009) - Imperial Capital Group, Inc. today
announced that it has filed a registration statement on Form S-1 with the
U.S. Securities and Exchange Commission in connection with the proposed
initial public offering of its class A common shares.
BofA Merrill Lynch, JMP Securities and Imperial Capital, LLC are serving as
joint bookrunners for the offering.
When available, a copy of the preliminary prospectus relating to this
offering may be obtained from BofA Merrill Lynch, 4 World Financial Center,
New York, NY 10080, Attention: Prospectus Department, or JMP Securities,
Prospectus Department, 600 Montgomery Street 11th Floor, San Francisco, CA
94111, or Imperial Capital, LLC, Prospectus Department, 2000 Avenue of the
Stars, 9th Floor, South Tower, Los Angeles, CA 90067.
A registration statement relating to these securities has been filed with
the SEC but has not yet become effective. These securities may not be sold
nor may offers to buy be accepted prior to the time the registration
statement becomes effective.
This news release shall not constitute an offer to sell or a solicitation
of an offer to buy class A common stock of Imperial Capital, nor shall
there be any sale of these securities in any state or jurisdiction in which
such offer, solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of any such state or jurisdiction.
Imperial Capital is a newly formed Delaware corporation that has been
formed to hold the equity interests in, and manage the subsidiaries of,
Imperial Capital Group, LLC. Imperial Capital is an investment banking firm
with offices in Los Angeles, New York, San Francisco, Boston and Houston.
Imperial Capital offers sales and trading services to institutional
investors and investment banking advisory, capital markets and
restructuring services to middle market corporate clients and provides
proprietary research, including bank debt, debt securities, hybrid
securities, preferred and common equity and special situations claims.