NEW YORK, NY--(Marketwire - February 22, 2010) - Lexington Compliance, a company focused on supporting post-registration RIAs with management and review of the growing range of compliance requirements, today announces it will offer its services at exclusive discount pricing for RIAs who are NAPFA members.
Lexington Compliance offers several levels of compliance services, depending on an RIA's particular needs, ranging from 7-day-a-week email support for compliance questions to document compliance review all the way to providing a dedicated compliance expert assigned to a firm. The company also provides mock audits to help prepare for state and SEC audits.
"Lexington Compliance delivers simply the best ongoing compliance oversight for RIAs and we are thrilled to offer NAPFA members special discounts to use our services. With the new scrutiny in this field in our post-Madoff environment, compliance is ever more difficult and our services can provide RIAs with all the understanding they need so they don't have to worry," said Zachary Gronich, CEO, Lexington Compliance.
Compliance services provided by Lexington Compliance for established RIA include:
Lexington Compliance also provides on-site mock audit services for RIAs to help ensure all books, records, files, folders, policies, procedures, documents, and advisory activities are in compliance. This service mimics audits currently done by the SEC or the state and helps RIAs anticipate and prepare for any potential issues that may arise.
Lexington Compliance is based in Manhattan with a second office in Houston.
About Lexington Compliance
Lexington Compliance, a company focused exclusively on providing compliance advice and oversight to established RIAs, is a sister firm to RIA In A Box. RIA In A Box and Lexington Compliance founder Zachary Gronich, CPA/PFS, has helped over 800 advisory firms get registered quickly and correctly the first time. Both firms work with all 50 states, DC, and the SEC. The firm is based in Manhattan with an additional office in Houston. For more information, visit http://lexcompliance.com or call (877) 232-9004.
Contact Information:
Contact:
Erica Zeidenberg
Hot Tomato Marketing
925-631-0553