Morgan Stanley ANNUAL REPORT ON FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10
-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934 For the year ended December 31, 2014 Commission File Number 1-11758
(Exact name of Registrant as specified in its charter) Delaware (State or other
jurisdiction of incorporation or organization) 1585 Broadway New York, NY 10036
(Address of principal executive offices, including zip code) 36-3145972 (I.R.S.
Employer Identification No.) (212) 761-4000 (Registrant’s telephone number,
including area code) Title of each class Name of exchange on which registered
Securities registered pursuant to Section 12(b) of the Act: Common Stock, $0.01
par value . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . New York
Stock Exchange Depositary Shares, each representing 1/1,000th interest in a
share of Floating Rate Non-Cumulative Preferred Stock, Series A, $0.01 par value
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . New York Stock
Exchange Depositary Shares, each representing 1/1,000th interest in a share of
Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series E, $0.01 par value
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange
Depositary Shares, each representing 1/1,000th interest in a share of Fixed-to
-Floating Rate Non-Cumulative Preferred Stock, Series F, $0.01 par value . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange
Depositary Shares, each representing 1/1,000th interest in a share of 6.625% Non
-Cumulative Preferred Stock, Series G, $0.01 par value . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . New York Stock Exchange Depositary
Shares, each representing 1/1,000th interest in a share of Fixed-to-Floating
Rate Non-Cumulative Preferred Stock, Series I, $0.01 par value . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . New York Stock Exchange 6 1⁄4% Capital
Securities of Morgan Stanley Capital Trust III (and Registrant’s guaranty with
respect thereto) . . . . . . . . New York Stock Exchange 61⁄4% Capital
Securities of Morgan Stanley Capital Trust IV (and Registrant’s guaranty with
respect thereto) . . . . . . . . New York Stock Exchange 53⁄4% Capital
Securities of Morgan Stanley Capital Trust V (and Registrant’s guaranty with
respect thereto) . . . . . . . . . New York Stock Exchange 6.60% Capital
Securities of Morgan Stanley Capital Trust VI (and Registrant’s guaranty with
respect thereto) . . . . . . . . New York Stock Exchange 6.60% Capital
Securities of Morgan Stanley Capital Trust VII (and Registrant’s guaranty with
respect thereto) . . . . . . . New York Stock Exchange 6.45% Capital Securities
of Morgan Stanley Capital Trust VIII (and Registrant’s guaranty with respect
thereto) . . . . . . New York Stock Exchange Market Vectors ETNs due March 31,
2020 (2 issuances); Market Vectors ETNs due April 30, 2020 (2 issuances) .....
NYSE Arca, Inc. Morgan Stanley Cushing® MLP High Income Index ETNs due March 21,
2031 ................................ NYSE Arca, Inc. Indicate by check mark if
Registrant is a well-known seasoned issuer, as defined in Rule 405 of the
Securities Act. YES È NO ‘ Indicate by check mark if Registrant is not required
to file reports pursuant to Section 13 or 15(d) of the Act. YES ‘ NO È Indicate
by check mark whether Registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that Registrant was required to
file such reports), and (2) has been subject to such filing requirements for the
past 90 days. YES È NO ‘ Indicate by check mark whether the Registrant has
submitted electronically and posted on its corporate Web site, if any, every
Interactive Data File required to be submitted and posted pursuant to Rule 405
of Regulation S-T during the preceding 12 months (or for such shorter period
that the Registrant was required to submit and post such files). YES È NO ‘
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. ‘ Indicate by check mark whether the Registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer,”
“accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act. (Check one):
Morgan Stanley