FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Identity of the person whose positions/dealings are Glazer Capital
being disclosed: LLC
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(b) Owner or controller of interests and short positions NA
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
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(c) Name of offeror/offeree in relation to whose relevant HellermannTyton
securities this form relates: Group Plc
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an NA
offeror/offeree, state this and specify identity of
offeror/offeree:
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(e) Date position held/dealing undertaken: September 30,
2015
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(f) Has the discloser previously disclosed, or are they NO
today disclosing, under the Code in respect of any
other party to this offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing (if any)
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Class of relevant security: EUR .01p ordinary
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or
controlled:
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(2) Derivatives (other than options): 4,245,924 1.97%
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(3) Options and agreements to
purchase/sell:
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TOTAL: 4,245,924 1.97%
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
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Class of relevant security in relation
to which subscription right exists:
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Details, including nature of the
rights concerned and relevant
percentages:
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
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Class of relevant Purchase/sale Number of Price per unit
security securities
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(b) Derivatives transactions (other than options)
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Nature of dealing
e.g. opening/closing a
Class of Product long/short position, Number of
relevant description increasing/reducing a reference
security e.g. CFD long/short position securities Price per unit
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EUR .01p
ordinary CFD Increase long position 134,111 4.642 GBP
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
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Number
Product Writing, of Type Option
Class of description purchasing, securities Exercise e.g. Expiry money
relevant e.g. call selling, to which price American, date paid/
security option varying option per unit European received
etc. relates etc. per unit
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(ii) Exercising
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Class of relevant Product description Number of Exercise price per
security e.g. call option securities unit
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(d) Other dealings (including subscribing for new securities)
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Nature of dealing
Class of relevant e.g. subscription, Details Price per unit (if
security conversion applicable)
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The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state
"none"
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NA
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
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NA
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(c) Attachments
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Is a Supplemental Form 8 (Open Positions) attached? NO
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Date of disclosure: October 1, 2015
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Contact name: David Barlow
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Telephone number: 212-808-7308
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Contact Information:
Glazer Capital LLC