Globex and RSM to Host Dialogue with the Regulators Forum: Navigating Blockchain & Fintech, Featuring Senior Regulators from the SEC, FINRA, and CFPB

Exclusive conference brings together regulators and industry leaders for intimate and productive dialogue 

New York, NY, Sept. 24, 2019 (GLOBE NEWSWIRE) -- via NEWMEDIAWIRE -- GlobexUS Holdings, Corp. (Globex), the blockchain software solutions company, and RSM US LLP (RSM), a leading global provider of audit, tax and consulting services, today announced its exclusive forum ‘Dialogue with the Regulators: Navigating Blockchain & Fintech’ taking place November 5, 2019 at RSM’s headquarters in Times Square, New York.  

Globex and RSM are bringing together senior regulators from the SEC, FINRA, and CFPB, along with key industry thought leaders for an intimate and productive dialogue surrounding blockchain, fintech, and the evolution of capital markets.  

Panel topics include the fintech impact on the U.S. and global payments systems, blockchain and digital assets, and dialogue with the regulators: innovation & regulation. Speakers include SEC’s John O. Enright and Daphna A. Waxman, FINRA’s Alex Khachaturian, CFPB’s William Wade-Gery, Coinbase’s Jeff Horowitz, Paxful’s Andrew Young, ETC’s Jodi Jamison and Sheppard Mullin’s Richard Friedman. Additional speakers join from TriPoint Global Equities/BANQ®, BlackRock, UBS, K&L Gates, Wilmington Trust, MSBA and more. 

“There’s still a high level of regulatory uncertainty circling the blockchain and greater fintech industry,” says Globex CEO Brian Collins. “Dialogue with the Regulators is designed to cut through the noise and provide attendees with exclusive insights directly from the source as regulators and industry trailblazers share their vision for the future of fintech and compliance.” 

“As overall fintech solutions evolve, the regulatory landscape will face enormous challenges in keeping up with technology disruption,” says RSM’s Jay Schulman, National Leader – Blockchain Services. “The forum brings together the fintech ecosystem for a dialogue on collaboration and innovation to drive forward a robust financial and regulatory compliant environment.” 

The event is designed for C-Level Executives and fintech industry leaders. Dialogue with the Regulators is an invitation-only event with a limited number of tickets. At the regulators’ request, no press will be allowed to attend. For more information and to request an invite, please visit  

About RSM US LLP: 

RSM’s purpose is to deliver the power of being understood to our clients, colleagues and communities through world-class audit, tax and consulting services focused on middle market businesses. The clients we serve are the engine of global commerce and economic growth, and we are focused on developing leading professionals and services to meet their evolving needs in today’s ever-changing business environment. 

RSM US LLP is the U.S. member of RSM International, a global network of independent audit, tax and consulting firms with more than 41,000 people in 116 countries. For more information, visit, like us on Facebook, follow us on Twitter and/or connect with us on LinkedIn

About Globex:  

Globex offers a suite of integrated blockchain software applications for compliant issuance through secondary trading of digital securities. Truly a compliance-first business, our solutions combine Wall Street and Silicon Valley to power the next generation of exchanges and securities offerings in the U.S. and globally.   

Current product solutions include asset tokenization through Tokenetics (; a white-label KYC smartphone app to onboard and verify investors through KYCware (; anti-money laundering screening against a database of global sanctions, watchlists, & PEPs through AMLcop (; transfer agent custody tools through (, and an advanced retail trading app for compliant secondary trading on affiliated digital securities marketplaces through Open Order Book ( All software applications can be utilized independently or integrated with one another. Learn more at


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