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April 27, 2020 09:43 ET | Source: Shepherd Smith Edwards & Kantas LLP

Shepherd, Smith, Edwards & Kantas: Unsuitable Broker Recommendations of Structured Notes, Including Callable Yield Notes and Autocallable Securities is Causing Investors’ Losses During COVID-19

SAN FRANCISCO, April 27, 2020 (GLOBE NEWSWIRE) -- Shepherd Smith Edwards & Kantas (SSEK Law Firm) is formally investigating UBS, Morgan Stanley, and Merrill Lynch and other brokerage firms which...
April 18, 2018 12:35 ET | Source: Olden Lane LLC

Olden Lane Receives Award for Structured Product Innovation

PRINCETON, N.J., April 18, 2018 (GLOBE NEWSWIRE) -- Olden Lane Securities LLC (“Olden Lane”), a financial services firm established in 2015 to create innovative alternative investment solutions in...
November 14, 2017 08:30 ET | Source: AXIO Financial

Olden Lane and AXIO Financial Form Distribution Partnership

NEW YORK and PRINCETON, N.J., Nov. 14, 2017 (GLOBE NEWSWIRE) -- Olden Lane Securities LLC and AXIO Financial announced that they have formed a distribution partnership. Olden Lane is an innovative...
June 24, 2016 19:30 ET | Source: Sonn & Erez PLC

Sonn and Erez PLC Investigating Strategic Return Notes Sold to Merrill Lynch Customers-- Former ML Brokers Called Conduct of Merrill Lynch “Borderline Crooked”

MIAMI, June 24, 2016 (GLOBE NEWSWIRE) -- Sonn and Erez, PLC, is investigating claims against Merrill Lynch, who sold Strategic Return Notes (“SRNs”). Strategic Return Notes have performed very...
September 28, 2015 09:00 ET | Source: Northern Providence Investments

Northern Providence Investments Announces Proposed Offering of Sterling Denominated Senior Secured Notes

Montreal, Sept. 28, 2015 (GLOBE NEWSWIRE) -- Northern Providence Investments (the “Company”) announced today that Hammersmith Camden Financial (“HCF”), a special purpose finance vehicle...
December 16, 2011 12:19 ET | Source: Vernon Healy Attorneys at Law

Vernon Healy: Investors Harmed by the Lehman Brothers Bankruptcy Get Mixed Messages This Week

NAPLES, Fla., Dec. 16, 2011 (GLOBE NEWSWIRE) -- The Lehman Brothers bankruptcy that shook the financial world in 2008 still has investors who lost billions in the collapse wondering when they will...
March 17, 2011 11:57 ET | Source: Vernon Healy Attorneys at Law

Vernon Healy Securities Fraud Attorneys File Another Half Million in Principal Protected Note Claims Against UBS -- UBS

NAPLES, Fla., March 17, 2011 (GLOBE NEWSWIRE) -- The investor advocacy legal team at Vernon Healy, in conjunction with Orlando, Florida attorney Neal Blaher, filed more than half a million dollars in...
July 30, 2009 16:32 ET | Source: Sallah & Cox, LLC

Law Firms Led By Former SEC Enforcement Attorneys Launch Website Relating to Principal Protected Notes

BOCA RATON, Fla., July 30, 2009 (GLOBE NEWSWIRE) -- The securities law firms Blum & Silver, LLP (www.stockattorneys.com) and Sallah & Cox, LLC (http://www.sallahcox.com) announce that they have...
June 19, 2009 12:52 ET | Source: Sallah & Cox, LLC

Notice From Blum & Silver, LLP and Sallah & Cox, LLC to All UBS Clients Who Purchased Structured Notes and Preferred Stock Issued by Financial Services Companies

BOCA RATON, Fla., June 19, 2009 (GLOBE NEWSWIRE) -- The securities law firms Blum & Silver, LLP (www.stockattorneys.com) and Sallah & Cox, LLC (http://www.sallahcox.com) announce that they have been...
January 27, 2009 12:19 ET | Source: Vernon Healy Attorneys at Law

Lehman Notes Investigation: Vernon Healy Law Firm Files First Arbitration Claim Against UBS On Behalf of Investor Who Purchased Lehman Notes Sold by UBS -- UBS

NAPLES, Fla., Jan. 27, 2009 (GLOBE NEWSWIRE) -- UBS committed gross misconduct when it compared "principal protected" Lehman Brothers notes to ultra-safe certificates of deposit and assured a Naples...